Regulatory cmc in Brooklyn, NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these...

Mercury is building a complete finance stack for startups. We work hard to create the easiest and safest banking* experience possible to simplify entrepreneurs' and business owners' financial lives. We don't take our responsibility to the...

Responsibilities: We are inviting applications for the role of CMC 2 Regulatory affairs. Responsibilities: Well versed in performing CMC compliance activities including Gap Analysis and assessment for Annex 3 comparative...

Who we are About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies - from the world's largest enterprises to the most ambitious...

Responsibilities: Well versed...

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance Compliance accomplishes these through the...

Your Impact The General Counsel / Chief Ethics and Compliance Officer is the senior-most legal executive in the organization, responsible for providing strategic legal guidance on a global scale to the...

Job Title: Regulatory Reporting Specialist Duration: 12 Months Location: NYC, NY Responsibilities The candidate will have regular interaction with various teams across the global Finance...

Seeking a candidate who will help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures. The individual will work closely with members of the GSAM distribution, product,...

Senior Regulatory Manager, CMC Hybrid working, with 50% onsite in Summit, NJ (can also consider candidates from Lawrenceville or New Brunswick) Contract type: W2 $70.00 per...

Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will have experience in the following: Property and Casualty insurance experience...

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client:...

Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry...

The Operations business partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management...

Director of Policy & Regulatory Affairs | Eastern US, REMOTE |$165k - $175k base + bonus Are you a regulatory affairs and energy policy professional with experience in the RTOs (PJM), FERC and...

Job Title: Compliance Officer Department: Legal & Compliance Reports to: Chief Compliance Officer Location: New York or Boston Salary Range: $155,000 - $175,000 This individual will act as a Compliance Officer in...

Our client, a dynamic, for-profit Behavioral Healthcare Company is looking to hire a Compliance Officer for their Union Square location in NYC! This is an on-site role working Monday to Friday 9am to 5pm. Are you...

Call Center Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...

Greystone is a private national commercial real estate finance company with an established reputation as a leader in multifamily and healthcare finance, with over $13 billion in loan originations in 2023. The firm consistently ranks in the Top...

About Prelim Prelim is a fast-growing, San Francisco based startup with team members working remotely throughout the country that's transforming how banks onboard customers. If you're excited to shape the future of banking, we encourage...

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client:...

Citibank, N.A. seeks a Regulatory Risk Officer for its New York, NY location. Duties: Contribute to the analysis and preparation of reports for Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market,...

Client Overview: Our client, a NYC interactive agency focusing within the Pharmaceutical industry, is looking for a highly organized, obsessed with details, loves-to-follow-rules, Regulatory Manager. Role...

Job Description: As a privately-owned, biopharmaceutical company, Ferring pioneers and delivers life-changing therapies that help people build families and live better lives. Our independence helps us cultivate an...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the...

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...

Job Description: Job Title Controls Testing & Assurance CT&A - Compliance Testing - Fixed Income and Currencies Corporate Title Vice President Location New York ...

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Job Description: Job Description At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...

The Compliance Specialist provides guidance and ensures compliance with ISO13485 & 21 CFR Part 820 and applicable good manufacturing practice regulations within the company. Also provides support to delivery, drive and maintain effective Product...