Remote Compliance Consultant

VirtualVocations Remote
remote compliance compliance financial financial services remote procedures business partners resolving resolving conflicts dealer advisor training
January 24, 2023
VirtualVocations
Grand Forks, ND
A financial services company needs applicants for an opening for a Remote Compliance Consultant.

Candidates will be responsible for the following:
Interpreting policies and procedures for field and business partners to assist in resolving conflicts
Managing the broker-dealer and investment advisor training program

Qualifications for this position include:

Bachelor's Degree or equivalent experience
Five to Seven years relevant experience in compliance or related/relevant industry experience
Strong verbal and written communication skills, and strong interpersonal skills

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