Remote Compliance Consultant
VirtualVocations
Remote
remote
compliance
compliance
financial
financial services
remote
procedures
business partners
resolving
resolving conflicts
dealer
advisor
training
January 24, 2023
VirtualVocations
Grand Forks, ND
A financial services company needs applicants for an opening for a Remote Compliance Consultant.
Candidates will be responsible for the following:
Interpreting policies and procedures for field and business partners to assist in resolving conflicts
Managing the broker-dealer and investment advisor training program
Qualifications for this position include:
Bachelor's Degree or equivalent experience
Five to Seven years relevant experience in compliance or related/relevant industry experience
Strong verbal and written communication skills, and strong interpersonal skills
Candidates will be responsible for the following:
Interpreting policies and procedures for field and business partners to assist in resolving conflicts
Managing the broker-dealer and investment advisor training program
Qualifications for this position include:
Bachelor's Degree or equivalent experience
Five to Seven years relevant experience in compliance or related/relevant industry experience
Strong verbal and written communication skills, and strong interpersonal skills
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